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Office of Compliance & Risk Assurance

Office of Compliance & Risk Assurance

Compliance Contacts

University Compliance & Risk Assurance

(205) 996-6540
compliance@uab.edu

UAB Medicine Enterprises Compliance

(205) 975-0585
mbjackso@uabmc.edu

COMPLIANCE TOPICLIAISONEMAILPHONE

Accreditation

Vice Provost Office for Institutional Effectiveness and Academic Planning, Eva Lewis, Vice Provost

evalewis@uab.edu

(205) 975-6092

Alabama Ethics Law/Personal Gifts

Office of Counsel;
Office of Compliance & Risk Assurance, Courtney Champion, Director - University Compliance

cchamp@uab.edu

(205) 934-3474;
(205) 975-4979

Animal Research

Institutional Animal Care and Use Committee (IACUC), Amanda Watts, Director

wattsaj@uab.edu

(205) 934-7847

Behavioral Threats

Behavioral Threat Assessment and Management (BTAM), Jamie Erwin, Team Chair

jerwin7@uab.edu

(205) 934-5577

Child Protection

Office of the Senior Vice President for Finance & Administration, Steve Murray, Executive Director Operations

youthprotect@uab.edu

(205) 934-5493

Clinical Billing: Community Counseling Clinic

Shannon McCarthy, PhD, Executive Director and Faculty Supervisor

CouunselingClinic@uab.edu

(205) 996-2414

Clinical Billing: Dentistry

Kathleen Diveley, Director of Clinical Operations

kdiveley@uab.edu

(205) 934-3077

Clinical Billing: Optometry

Melendi Morton, Clinic Operations Manager

mpmorton@uab.edu

(205) 996-6038

Clinicaltrials.gov

Tamara Howard and Dunia Ritchey

CCTSClinicalTrials.govHELP@uabmc.edu

(205) 934-3796 or (205) 492-5703

Clinical Trials Research Billing

Clinical Trials Administrative Office, Mark Marchant, Director

marchant@uab.edu

(205) 934-2098

Conflict of Interest with Research: Investigator

Office of Research, Conflict of Interest Review Board, Karen Iles, Director

kiles@uab.edu

(205) 975-9690

Conflict of Interest with Research: Institutional

Office of Compliance & Risk Assurance, Katie Crenshaw, Chief Risk & Compliance Officer

compliance@uab.edu

(205) 996-6540

Data/Information Security

Information Technology, Robert Ferrill, AVP, Chief Information Security Officer

ferrill@uab.edu

(205) 934-2400

Disability Support Services: Students

N/A

dss@uab.edu

(205) 934-4205

Disability Support Services: Employees

N/A

hraware@uab.edu

(205) 975-9973

Effort Reporting

Departmental Effort Officer (DEO)

N/A

N/A

Employee Misconduct or Grievances

Employee Relations

hrrelations@uab.edu

(205) 934-4458
   

Export Control

Office of Research, Export Control and International Compliance, Marilyn Thomas, Director

exportcontrol@uab.edu

(205) 996-2735

External Activities

School-level Reviewer in Dean’s Office OR VP level Reviewer

N/A

N/A

Gifts to UAB/ Endowments/ Donations

Office of the Vice President of Advancement , Tom Brannan, Vice President

vpadvancement@uab.edu

(205) 934-0180

/ Patient Records/ Privacy: Data Security

HIPAA - Entity Security Coordinators opens a new website
NOTE: this website is only accessible on campus on UAB-network computers

N/A

N/A

HIPAA/ Patient Records/ Privacy: Patient Records

HIPAA - Entity Privacy Coordinators opens a new website
NOTE: this website is only accessible on campus on UAB-network computers

N/A

N/A

Hospital Compliance

UAB Hospital Compliance

N/A

(205) 975-0585

HR/Employment Regulatory Compliance (FLSA/FMLA)

HR Records

hrmrecords@uab.edu

(205) 934-4408

Human Subjects Research

UAB Office of Institutional Review Board

irb@uab.edu

(205) 934-3789

Insurance/Risk Management

Office of Risk Management and Insurance, Jeannine Bailes, Senior Director

insurance@uabmc.edu

(205) 934-5382

Intellectual Property

UAB Harbert Institute of Innovation and Entrepreneurship (HIIE), Kathy Nugent, Executive Director

innovation@uab.edu

(205) 934-9911

Internal Audit

Office of Internal Audit, UAB, Greg Lemley, Director

glemley@uab.edu

(205) 934-4851

International Travel: Employees

Office of Research, Export Control and International Compliance, Marilyn Thomas, Director

mcthomas@uab.edu

(205) 996-2735

International Travel: Students opens a new website

Office of Global Engagement – Education Abroad, Ashley Neyer, Director

educationabroad@uab.edu

(205) 975-6611

Legal Matters

Office of Counsel, UAB, John Daniel, Chief University Counsel

N/A

(205) 975-3474

Media or Press Inquiries

University Relations, Jim Bakken, Chief Communications Officer

jimb@uab.edu

(205) 934-3887

NCAA Athletics

Chandler Derieux, Associate Athletic Director of Compliance

cderieux@uab.edu

(205) 975-3055

Nepotism

UAB Employee Relations

hrrelations@uab.edu

(205) 934-4458

Open Records Requests

N/A

openrecords@uab.edu

N/A

OSHA-Related Safety: Biosafety

Lee Stone, Executive Director of Environmental Health & Safety

stonekl@uab.edu

(205) 934-1265

OSHA-Related Safety: Laboratory

Lee Stone, Executive Director of Environmental Health & Safety

stonekl@uab.edu

(205) 934-1265

OSHA-Related Safety: Workplace

Lee Stone, Executive Director of Environmental Health & Safety

stonekl@uab.edu

(205) 934-1265

Patient Safety: Dentistry

School of Dentistry, Kathleen Diveley, Director of Clinical Operations

kdiveley@uab.edu

(205) 934-3077

Patient Safety: Optometry

School of Optometry, Elizabeth Steele, Associate Dean, Clinical Affairs

bsteele@uab.edu

(205) 934-9374

Patient Safety: Medicine

UAB Medicine Enterprises Compliance, Brian Bates, Chief Compliance Officer

btbates@uab.edu

(205) 731-9863

Records Requests

N/A

openrecords@uab.edu

(205) 934-3884

Records Retention: Archives

UAB Libraries, Tim Pennycuff, Associate Professor

tpenny@uab.edu

(205) 934-1896 or 934-9671

Records Retention: Scientific/ Research Records

Office of VP Research, Matt Ronning, Assistant Vice President

rio@uab.edu

(205) 975-5063

Records Retention: Student Records

Office of the Registrar, Cynthia Terry, Registrar

cterry@uab.edu

(205) 934-8112

Records Retention: University Records

Office of Compliance & Risk Assurance

compliance@uab.edu

(205) 996-6540

Reporting Wrongful Conduct/ Ethics Hotline opens a new website

Office of Compliance & Risk Assurance, Courtney Champion, Director - University Compliance

cchamp@uab.edu

(205) 975-4979

Research Misconduct/ Responsible Research Practices

Office of VP Research, Matt Ronning, Assistant Vice President

RIO@uab.edu

(205) 975-5063

Safety of Persons on Campus: Emergency

UAB Police

UABPD-PoliceDept@mail.ad.uab.edu

(205) 934-3535

Safety of Persons on Campus: Non-emergency

Behavioral Threat Assessment and Management (BTAM), Jamie Erwin, Director

jerwin7@uab.edu

(205) 934-5577

Sponsored Programs: Grants and Contracts Administration

Office of Sponsored Programs, Mike Matthews, 

Interim – Associate Vice President and Executive Director

mimatt@uab.edu

(205) 996-6120

Sponsored Programs: Grants and Contracts Accounting

Financial Accounting, Tina Ealy, Director

tina@uab.edu

(205) 934-9388

Sponsored Programs: Clinical Trials Administration

Clinical Trials Administrative Office (CTAO), Mark Marchant, Director

marchant@uab.edu

(205) 934-7130

Student Misconduct or Grievances

Office of Assistant VP Student Experience, Mary Wallace, Assistant VP

marywall@uab.edu

(205) 934-4175

Student Records/FERPA

Office of the Registrar, Cynthia Terry, Registrar

cterry@uab.edu

(205) 934-8112

Title IX

Title IX Office, Kasey Thomas, Title IX Coordinator

kaseyr@uab.edu

(205) 996-1340

University Contracts

N/A

uabcontracts@uab.edu

(205) 934-0387

Visiting International Scientists

Office of Global Engagement, Majd Zayzafoon, Assistant Provost, International Education

mzayzafoon@uab.edu

(205) 934-5574

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